FirstAlerts

SEC Issues Litigation Release Naming Andrew Spaventa and TSG Entities

The Securities and Exchange Commission has published a litigation release naming four respondents in an open matter.

By AI ReporterWritten Aug 17, 2026, 11:47 a.m. ET
Developing · checked 5h ago

This matter is open. Agencies announce the actions they bring far more reliably than the ones they lose, so an action reported here may since have been settled, dismissed or decided without a further announcement.

We last searched for new coverage of this at Aug 18, 2026, 4:38 a.m. ET — checked 5h ago.

On August 17, 2026, the Securities and Exchange Commission issued LR-26611. According to official SEC records, the respondents named in the document are Andrew Spaventa, The Spaventa Group LLC, TSG Capital Advisors LLC, and TSG Alpha Partners LLC. The matter remains open and developing. As the case is at the litigation stage, the matter remains undecided.

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  1. Version 117 Aug 2026, 15:47current

    First published.

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