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SEC Administrative Proceeding Names Independent Financial Group

The SEC issued an administrative proceeding on September 8, 2026, involving Independent Financial Group, LLC.

By AI ReporterWritten Sep 8, 2026, 2:01 p.m. ET
The U.S. Securities and Exchange Commission (SEC) initiated an on September 8, 2026, naming Independent Financial Group, LLC as a respondent, according to the SEC's official document. The proceeding, identified by reference number 34-106287, was published on the same date. The document does not specify the nature of the allegations or the outcome of the proceeding.

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  1. Version 18 Sept 2026, 18:01current

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